AI governance for banks, insurers and fintechs
We help financial firms put AI agents into production with the controls their examiners and auditors expect. Every consequential action an agent takes has a named approver and a record, and the controls map to SR 11-7, SOX, DORA and the EU AI Act.
Services
- AI governance assessment
- A fixed-scope review of the AI agents you run. You get the gaps against SR 11-7, SOX, DORA and the EU AI Act and a ranked plan to close them.
- Approval and audit architecture
- Permissions, per-action approvals and a decision record for each agent, enforced where the action runs.
- Compliant AI-assisted engineering
- Pipeline and review rules that let engineers use AI coding tools and keep the change-control evidence SOX, PCI DSS and DORA require.
- Fractional AI governance lead
- Part-time senior leadership for AI policy, architecture review and board reporting.
We also build agent platforms, LLM applications and machine learning systems, including for manufacturing and retail.
How engagements work
Engagements start with a fixed-scope assessment of your agents and controls. If you continue, we build the controls with your team on one workflow first, then extend them and hand over the documentation and evidence. You can stop after any step.
About us
AI Lab Consulting is a small senior team with backgrounds in enterprise architecture and compliance at regulated financial firms. We design and build controls; legal interpretation and attestation stay with your compliance team and auditors.
Contact
Tell us which AI agents you run or plan to run, and we'll set up a call.
contact@ailabconsulting.com
(650) 429-8850
1968 S. Coast Hwy #119, Laguna Beach, CA 92651